Roberto Maria
Roberto Maria is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (30)
Customer Dispute
October 2019Customer Dispute
August 2019Customer Dispute
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June 2019Customer Dispute
May 2019Customer Dispute
March 2019Customer Dispute
January 2019Customer Dispute
September 2018Customer Dispute
September 2018Customer Dispute
September 2018Customer Dispute
September 2018Customer Dispute
August 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
June 2018Customer Dispute
May 2018Customer Dispute
May 2018Customer Dispute
January 2018Customer Dispute
October 2017Customer Dispute
August 2017Customer Dispute
June 2017Customer Dispute
June 2017Customer Dispute
June 2017Customer Dispute
May 2017Customer Dispute
January 2017Customer Dispute
November 2016Customer Dispute
August 2016Customer Dispute
August 2016Customer Dispute
November 2011Other Business Activities
Roberto is a private investor in East Island Excursions Inc, a Puerto Rico-based company offering excursions. He dedicates minimal time to this activity and has no responsibilities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.