Lawrence Zerg is a registered investment advisor, based in Valencia, CA, with 38 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Valencia, CA
Get directionsHistory
Regulatory History (3)
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Customer Dispute
March 1999Denied
Customer Dispute
October 1993Settled
Customer Dispute
February 1993Settled
Employment History
Current Registrations
Lbmz Securities, INC.
December 2006 - Present · 19 yrs 10 mos
Lbmz Securities, INC.Broker
December 2006 - Present · 19 yrs 10 mos
Zacks Investment Management, INC.
October 2006 - Present · 20 yrs
Previous Registrations
Morgan Stanley
November 1998 - August 2005 · 6 yrs 9 mos
Morgan Stanley Dw INC.Broker
May 1994 - August 2005 · 11 yrs 3 mos
Smith Barney Shearson INC.Broker
July 1993 - May 1994 · 10 mos
Lehman Brothers INC.Broker
May 1991 - July 1993 · 2 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1986 - May 1991 · 4 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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