Michael Emser is a CFP-designated registered investment advisor, based in Buffalo, NY, with 39 years of industry experience.
Location
434 Delaware Ave, Suite 1, Buffalo, NY, 14202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael works as an independent contractor for Noble Wealth Partners as a financial advisor/financial planner. This takes about half of his time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2022 - Present · 3 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner
July 2021 - October 2022 · 1 yr 3 mos
United Planners' Financial Services of America a Limited Partner
February 2009 - December 2014 · 5 yrs 10 mos
United Planners' Financial Services of America a Limited PartnerBroker
August 2001 - October 2022 · 21 yrs 2 mos
Nathan & Lewis Securities, INC.Broker
December 1990 - August 2001 · 10 yrs 8 mos
American Express Financial Advisors INC.Broker
October 1986 - December 1990 · 4 yrs 2 mos
Ids Life Insurance CompanyBroker
October 1986 - December 1990 · 4 yrs 2 mos
State Registrations21 states
AKARAZCACOFLGALAMAMIMONCNVNYOHPASCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.