Edward Dempsey is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 39 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Edward operates his LPL business under the DBA Dempsey and Drumm and provides investment advisory services through Private Advisor Group as a Registered Investment Advisor, spending about half his time on this. He also has a business entity, D&D Wealth Management LLC, for tax/investment purposes, requiring minimal time.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
State Registrations14 states
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