Brian Slattery
Brian Slattery is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albany, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1843 Western Avenue, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a co-owner of B Squared Ad Ops LLC, an online ad traffic consulting business, dedicating about 10% of his time. He also conducts securities business and insurance through Slattery & Associates, a DBA for his LPL business, and provides investment advisory services through Private Advisor Group, spending a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
State Registrations20 states
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