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BS
CFP
BS
CFP

Brian Slattery

Private Advisor Group, LLC
14 Years of Experience
Albany, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Slattery is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Albany, NY, with 14 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1843 Western Avenue, Albany, NY, 12203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a co-owner of B Squared Ad Ops LLC, an online ad traffic consulting business, dedicating about 10% of his time. He also conducts securities business and insurance through Slattery & Associates, a DBA for his LPL business, and provides investment advisory services through Private Advisor Group, spending a few hours per week on the latter.

Employment History
Current Registrations
Private Advisor Group, LLC
March 2019 - Present · 7 yrs 7 mos
LPL Financial LLCBroker
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
LPL Financial LLC
January 2026 - July 2026 · 6 mos
Independent Financial Partners
April 2016 - March 2019 · 2 yrs 11 mos
State Registrations21 states
AZCADCFLGAHIMAMDMEMIMNNCNJNMNYORSCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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