Steven Kennedy
Steven Kennedy is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albany, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
80 Wolf Rd Ste 301, Albany, NY, 12205-2608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is affiliated with Albany Financial Group, offering non-variable insurance products including life insurance, annuities, disability insurance, and long-term care insurance. He also provides investment advisory services through Private Advisor Group, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Mercer Allied Company, L.P.Broker
The Ayco Company,l.p.
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.