Walter Klisiwecz
Walter Klisiwecz is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albany, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
80 Wolf Rd Ste 301, Albany, NY, 12205-2608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Walter is an independent insurance agent selling various insurance products, and also works as a registered investment advisor. He spends nearly full-time hours on his LPL business and about half his time as a registered investment advisor, and minimal time on a business entity for tax/investment purposes only and as a non-profit board member.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Ws Griffith Securities, INC.Broker
State Registrations13 states
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