Sandy Romeo
Sandy Romeo is a registered investment advisor at LPL Financial LLC, based in Pittsford, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15 Schoen Place, Pittsford, NY, 14534
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Sandy operates Canal View Financial Advisors as a DBA for their LPL business and acts as a trustee for the Mary C Romeo Trust. Sandy also engages in non-variable insurance activities through multiple entities, dedicating a few hours per week to these endeavors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
UBS Financial Services INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley Dw INC.Broker
Morgan Stanley
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
M&t Securities, INC.Broker
Chase Investment Services CORP.Broker
Chase Manhattan Investment Services, INC.Broker
Bhcm INC.Broker
Gna Securities, INC.Broker
F & G Securities, INC.Broker
Pruco Securities CorporationBroker
J. W. Gant & Associates, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.