Buddie Ballard
Buddie Ballard is a CFA-designated registered investment advisor at Alpha Capital Management, based in Austin, TX, with 39 years of industry experience. Buddie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 468 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees for assets of $1,000,000 or more are negotiable and assessed at a rate lower than 1%. Non-discretionary account fees are also negotiable. Accounts are subject to a minimum fee of $50 per quarter.
Fee Estimator
Location
5407 Parkcrest Drive, 2nd Floor, Austin, TX, 78731
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2003Customer Dispute
February 2003Customer Dispute
July 2002Customer Dispute
June 2002Customer Dispute
January 2002Customer Dispute
April 1998Employment History
Current Registrations
Alpha Capital Management
Previous Registrations
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Salomon Smith Barney INC.Broker
Everen Securities, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Masterson Moreland Sauer Whisman, INC.Broker
Underwood, Neuhaus & CO., IncorporatedBroker
Painewebber IncorporatedBroker
New England Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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