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Gabriel D'amica

39 Years of Experience
New Haven, CT
1 DisclosureBroker

Gabriel D'amica is a registered investment advisor at UBS Financial Services INC., based in New Haven, CT, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1 Century Tower 265 Church Street, Suite 1102, New Haven, CT, 06510

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Settled
Other Business Activities

Gabriel is a partner in Silas Deane Crossing LLC, a real estate partnership managing a commercial office building since 2006. He is responsible for management oversight of leases.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2016 - Present · 10 yrs 3 mos
UBS Financial Services INC.
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2013 - February 2016 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2013 - February 2016 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - February 2013 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - February 2013 · 2 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Citigroup Global Markets INC.
October 1993 - June 2009 · 15 yrs 8 mos
Citigroup Global Markets INC.Broker
October 1993 - June 2009 · 15 yrs 8 mos
Advest, INC.Broker
October 1992 - October 1993 · 1 yr
Lehman Brothers INC.Broker
November 1986 - October 1992 · 5 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gabriel D'amica - Financial Advisor | TrueAdvisor