Kevin Miller is a registered investment advisor, based in Southampton, NJ, with 36 years of industry experience.
Location
Southampton, NJ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
November 2021 - Present · 4 yrs 6 mos
Transamerica Investors Securities, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Transamerica Investors Securities, LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Citizens Securities, INC.Broker
April 2021 - October 2021 · 6 mos
Citizens Investment Services
April 2021 - October 2021 · 6 mos
VALIC Financial Advisors, INC.
January 2020 - May 2021 · 1 yr 4 mos
VALIC Financial Advisors, INC.Broker
November 2019 - May 2021 · 1 yr 6 mos
Gwfs Equities, INC.Broker
January 2013 - October 2019 · 6 yrs 9 mos
Prudential Investment Management Services LLCBroker
June 2011 - November 2012 · 1 yr 5 mos
Diversified Investors Securities CORP.Broker
June 2006 - May 2011 · 4 yrs 11 mos
Wachovia Securities, LLCBroker
April 2005 - July 2005 · 3 mos
UBS Financial Services INC.Broker
September 2002 - April 2005 · 2 yrs 7 mos
Lincoln Investment Planning, INC.Broker
November 2001 - September 2002 · 10 mos
Aetna Investment Services, LLCBroker
March 2001 - October 2001 · 7 mos
Washington Square Securities, INC.Broker
April 2000 - March 2001 · 11 mos
Bcg Securities, INC.Broker
December 1986 - May 1998 · 11 yrs 5 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.