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Thomas Temple

39 Years of Experience
Northbrook, IL
1 DisclosureBroker

Thomas Temple is a registered investment advisor at UBS Financial Services INC., based in Northbrook, IL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

5 Revere Drive, 1 Northbrook Place, Northbrook, IL, 60062

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History

Regulatory History (1)
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Customer Dispute
December 2003
Denied
Employment History
Current Registrations
UBS Financial Services INC.
October 2012 - Present · 13 yrs 7 mos
UBS Financial Services INC.
October 2012 - Present · 13 yrs 7 mos
UBS Financial Services INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1998 - October 2012 · 14 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1987 - October 2012 · 25 yrs 8 mos
State Registrations32 states
AZCACOCTFLGAHIILINKSKYMAMIMNMOMSNCNENJNMNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.