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Leo Khorolinsky

UBS Financial Services INC.
30 Years of Experience
Northbrook, IL
1 DisclosureBroker
View SEC Summary
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Leo Khorolinsky is a registered investment advisor at UBS Financial Services INC., based in Northbrook, IL, with 30 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

5 Revere Drive, 1 Northbrook Place, Northbrook, IL, 60062

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leo owns real estate rental property and dedicates minimal time to it. He also works in sports management as a personal manager and agent for fighters, spending a few hours per week on this activity.

Employment History
Current Registrations
UBS Financial Services INC.
February 2012 - Present · 14 yrs 8 mos
UBS Financial Services INC.Broker
February 2012 - Present · 14 yrs 8 mos
UBS Financial Services INC.
February 2012 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - February 2012 · 8 yrs 7 mos
Wells Fargo Advisors, LLC
July 2003 - February 2012 · 8 yrs 7 mos
Prudential Securities Incorporated
April 2000 - July 2003 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
April 2000 - July 2003 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - April 2000 · 2 yrs 1 mo
Olde Discount CorporationBroker
August 1996 - March 1998 · 1 yr 7 mos
State Registrations11 states
AKCAFLIAILMAOHTNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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