Robert Sieja
Robert Sieja is a registered investment advisor at UBS Financial Services INC., based in Northbrook, IL, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
5 Revere Drive, 1 Northbrook Place, Northbrook, IL, 60062
Get directionsHistory
Regulatory History (1)
Judgment / Lien
August 2025Other Business ActivitiesSells Insurance
Robert sells personal insurance plans through Flexible Benefits Corporation and receives trails from Metlife non-variable life insurance. He also provides investment advisory services through Great Valley Advisor Group, Inc. and Paragon Wealth Management, spending nearly full-time on these activities.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
LPL Financial LLC
Great Valley Advisor Group, LLC
LPL Financial LLCBroker
LPL Financial LLC
New England Securities Corporation
New England SecuritiesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Eroom Securities L.L.C.Broker
Lehman Brothers INC.Broker
Goldman, Sachs & CO.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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