MS
MS

Martin Silverfield

39 Years of Experience
Little Rock, AR
1 DisclosureBroker

Martin Silverfield is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

12921 Cantrell Road, Suite 400, Little Rock, AR, 72223

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2000 - February 2013 · 13 yrs 1 mo
Morgan Keegan & Company, INC.Broker
May 1989 - February 2013 · 23 yrs 9 mos
T. J. Raney & Sons, INC.Broker
March 1987 - May 1989 · 2 yrs 2 mos
State Registrations15 states
ARCOFLGAINMAMDMIMSNYOKPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.