PL
PL
Paul Lanier
32 Years of Experience
Little Rock, AR
2 DisclosuresBroker
Paul Lanier is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1 Information Way, Suite 102, Little Rock, AR, 72202
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010Settled
Customer Dispute
August 2009Award / Judgment
Other Business Activities
Paul serves on the Arkansas State Bank Department Board. He dedicates minimal time to this political activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
October 2012 - Present · 13 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2003 - March 2013 · 10 yrs 1 mo
Morgan Keegan & Company, INC.Broker
April 2001 - March 2013 · 11 yrs 11 mos
Regions Investment Company, INC.Broker
September 1998 - April 2001 · 2 yrs 7 mos
First Commercial Investments, INC.Broker
April 1993 - October 1998 · 5 yrs 6 mos
State Registrations10 states
ALARAZCALAOKPATXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.