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Chris Harkins

36 Years of Experience
Little Rock, AR
1 DisclosureBroker

Chris Harkins is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

12921 Cantrell Road, Suite 400, Little Rock, AR, 72223

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History

Regulatory History (1)
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Employment Separation After Allegations
May 1993
Other Business Activities

Chris is an officer (Treasurer) for Little Rock Montessori, a non-profit organization, since 2015. Chris reviews their monthly books and provides a financial overview, dedicating minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Simmons First Capital Management, INC.
December 2014 - September 2015 · 9 mos
Simmons First Investment Group, INC.
January 2000 - November 2015 · 15 yrs 10 mos
Simmons First Investment Group, INC.Broker
January 2000 - November 2015 · 15 yrs 10 mos
Regions Investment Company, INC.Broker
September 1998 - January 2000 · 1 yr 4 mos
First Commercial Investments, INC.Broker
May 1997 - October 1998 · 1 yr 5 mos
Boatmen's Investment Services, INC.Broker
June 1996 - December 1996 · 6 mos
Boatmen's Investment Services of Arkansas, INC.Broker
June 1995 - May 1997 · 1 yr 11 mos
Linsco/private Ledger CORP.Broker
June 1993 - May 1995 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
January 1992 - May 1993 · 1 yr 4 mos
Lehman Brothers INC.Broker
November 1989 - February 1992 · 2 yrs 3 mos
State Registrations22 states
ARAZCACOFLGAINMIMNMOMSNCNJNMNVNYOHSCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.