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Steven Levine

Morgan Stanley
39 Years of Experience
Miami, FL
1 DisclosureBroker
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Steven Levine is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 39 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

200 South Biscayne Boulevard, Suite 1100, PWM - Latin America, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1998
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven owns rental property in Miami, Florida since March 2021, spending minimal time on it after business hours. He also owns Matilda SHL, LLC, a real estate business in Miami, Florida since July 2024, spending minimal time on property management after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2023 - Present · 3 yrs 6 mos
Morgan StanleyBroker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
First Republic Securities Company, LLCBroker
September 2018 - May 2023 · 4 yrs 8 mos
First Republic Investment Management, INC.
September 2018 - May 2023 · 4 yrs 8 mos
UBS Financial Services INC.Broker
January 2009 - October 2018 · 9 yrs 9 mos
UBS Financial Services INC.
January 2009 - October 2018 · 9 yrs 9 mos
Credit Suisse Securities (USA) LLC
November 2004 - February 2009 · 4 yrs 3 mos
Credit Suisse Securities (USA) LLCBroker
November 2004 - February 2009 · 4 yrs 3 mos
Morgan Stanley
June 1999 - November 2004 · 5 yrs 5 mos
Morgan Stanley Dw INC.Broker
June 1999 - November 2004 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - June 1999 · 4 yrs 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1993 - March 1995 · 2 yrs 2 mos
Lehman Brothers INC.Broker
July 1990 - February 1993 · 2 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1987 - June 1990 · 2 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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