Neal Kaye
Neal Kaye is a registered investment advisor at Wells Fargo Advisors, based in New Orleans, LA, with 39 years of industry experience. Neal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
201 Saint Charles Ave Suite 2566, [Satellite], New Orleans, LA, 70170
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
Neal owns 100% of N. W. Kaye Private Investment Management LLC, an investment-related business. He dedicates significantly more than full-time hours to this endeavor, with 150 hours spent during trading.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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