Neal Kaye
Neal Kaye is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
500 East Broward Blvd, Suite 1630, Fort Lauderdale, FL, 33394
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2003Other Business Activities
Neal owns 100% of N. W. Kaye Private Investment Management LLC, an investment-related business. He dedicates significantly more than full-time hours to this endeavor, with 150 hours spent during trading.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
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