James Smith is a CFP-designated registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Fee Structure
Location
777 South Flagler Drive, Suite 700E, West Palm Beach, FL, 33401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James teaches a course for Boston University's Program for Financial Planners and owns multiple rental properties. He also serves on the Culture and Communications Committee for a private social club, reviewing communication strategies.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Ust Financial Services CORP.Broker
Partners Securities, INC.Broker
Fortis Investors, INC.Broker
Pacvest Associates, INC.Broker
G.R. Stuart & Company, INC.Broker
Financial Securities Network,inc.Broker
Wingate Capital CorporationBroker
Financial Securities Network,inc.Broker
State Registrations21 states
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