Asha Jain
Asha Jain is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 39 years of industry experience. Asha is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
6909 E Greenway Parkway, Suite 295, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2006Other Business ActivitiesSells Insurance
Asha works full-time for Stratos Wealth Partners as a DBA for LPL business and as a Registered Investment Advisor Hybrid. Asha also sells non-variable insurance (accident, health, life) and works as an insurance agent for Vanbridge, dedicating a few hours per week to each activity.
Employment History
Current Registrations
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Principal Financial Securities,inc.Broker
Dickinson & CO.Broker
Dean Witter Reynolds INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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