James King is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 37 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606
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Regulatory History (2)
Customer Dispute
September 2015Employment Separation After Allegations
September 1989Other Business Activities
James assists in a family rental business called Killeran Group. This activity, which is not investment-related, takes a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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