KJ
KJ

Kenneth Josefsberg

29 Years of Experience
Beverly Hills, CA
4 DisclosuresBroker

Kenneth Josefsberg is a registered investment advisor at UBS Financial Services INC., based in Beverly Hills, CA, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

131 South Rodeo Drive, Suite 300, Beverly Hills, CA, 90212

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
April 2009
Settled
Customer Dispute
May 2002
Denied
Other Business Activities

Kenneth rents out his home for film shoots since 2014. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.Broker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Wells Fargo Investments, LLC
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2001 - April 2009 · 7 yrs 11 mos
Wells Fargo Securities INC.Broker
March 2000 - May 2001 · 1 yr 2 mos
Painewebber IncorporatedBroker
May 1996 - April 2000 · 3 yrs 11 mos
State Registrations33 states
AKALARAZCACODEFLGAIDILKSMAMDMIMNMOMTNCNJNMNVNYOHORPAPRSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Josefsberg - Financial Advisor | TrueAdvisor