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Harvey Demsky
56 Years of Experience
Beverly Hills, CA
1 DisclosureBroker
Harvey Demsky is a registered investment advisor at UBS Financial Services INC., based in Beverly Hills, CA, with 56 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
131 South Rodeo Drive, Suite 300, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1997Denied
Employment History
Current Registrations
UBS Financial Services INC.
April 2015 - Present · 11 yrs 6 mos
UBS Financial Services INC.
April 2015 - Present · 11 yrs 6 mos
UBS Financial Services INC.Broker
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - April 2015 · 17 yrs 9 mos
UBS Financial Services INC.Broker
January 1980 - April 2015 · 35 yrs 3 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
August 1973 - January 1980 · 6 yrs 5 mos
Mitchum, Jones & Templeton IncorporatedBroker
March 1973 - November 1973 · 8 mos
B W a IncorporatedBroker
May 1971 - June 1973 · 2 yrs 1 mo
Hayden Stone INC.Broker
October 1969 - July 1971 · 1 yr 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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