JW
JW
Jason Wolsefer
29 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
Jason Wolsefer is a registered investment advisor at UBS Financial Services INC., based in Beverly Hills, CA, with 29 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
131 South Rodeo Drive, Suite 300, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Customer Dispute
February 2008Closed-No Action
Employment History
Current Registrations
UBS Financial Services INC.
February 2004 - Present · 22 yrs 8 mos
UBS Financial Services INC.Broker
February 2004 - Present · 22 yrs 8 mos
UBS Financial Services INC.
February 2004 - Present · 22 yrs 8 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2003 - February 2004 · 7 mos
Wachovia Securities, LLC
July 2003 - February 2004 · 7 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
July 2000 - July 2003 · 3 yrs
Salomon Smith Barney INC.Broker
January 1997 - July 2000 · 3 yrs 6 mos
State Registrations20 states
ALAZCACOFLGAKYMINCNHNMNVNYOHORTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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