Frank Polk
Frank Polk is a registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1585 Broadway, 21st Floor, New York, NY, 10036
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 1993Customer Dispute
July 1993Regulatory
September 1992Customer Dispute
July 1992Other Business ActivitiesSells Insurance
Frank is a member of PWM Group LLC, a holding corporation for life and disability insurance. He also serves on several boards and committees for various organizations, including Waycrosse Investment Advisory Committee, Cold Spring Harbor Labs, The Boys Club of New York City, Xavier University, and Robertson Research Fund Inc.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
R.h.damon & CO., INC.Broker
D. H. Blair & CO., INC.Broker
State Registrations52 states
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