James Garner
James Garner is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in St. Louis, MO, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,126 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFE offers investment management through various programs. The fees are calculated as a percentage of the value of your account. The total fee you pay covers BFE's advisory services and, if applicable, the fees for portfolio management services. The maximum total fee is 2.50% annually, but BFE reserves the right to increase the total fee by five percent per calendar year. There is a minimum annual fee of $125 that applies to all BFE investment advisory accounts. Fees are negotiable and are charged quarterly in advance based on the average daily asset value of your account from the previous quarter.
Location
One North Brentwood Boulevard, Suite 850, St. Louis, MO, 63105
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2007Customer Dispute
September 2002Other Business Activities
James is involved with Garner Productions, a non-investment related audio/video theatrical scriptwriting business, since 2009. He dedicates a few hours per week to this activity as a writer, producer, actor, director, and host.
Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
Benjamin F. Edwards & Company, INC.Broker
Benjamin F. Edwards & Company, INC.
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.