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James Garner

Benjamin F. Edwards & Company, Incorporated
39 Years of Experience
Alpharetta, GA
2 DisclosuresBroker
View SEC Summary
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James Garner is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Alpharetta, GA, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12600 Deerfield Parkway, Suite 180, Alpharetta, GA, 30004

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Settled
Customer Dispute
September 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is involved with Garner Productions, a non-investment related audio/video theatrical scriptwriting business, since 2009. He dedicates a few hours per week to this activity as a writer, producer, actor, director, and host.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
May 2018 - Present · 8 yrs 5 mos
Benjamin F. Edwards & Company, INC.Broker
May 2018 - Present · 8 yrs 5 mos
Benjamin F. Edwards & Company, INC.
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2018 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLC
January 2008 - May 2018 · 10 yrs 4 mos
A. G. Edwards & Sons, INC.
January 1999 - January 2008 · 9 yrs
A. G. Edwards & Sons, INC.Broker
November 1991 - January 2008 · 16 yrs 2 mos
Kemper Securities Group, INC.Broker
September 1990 - November 1991 · 1 yr 2 mos
Boettcher & Company, INC.Broker
July 1987 - September 1990 · 3 yrs 2 mos
State Registrations14 states
AZCACOFLGAIAINKYLAMSOKTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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