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CFP

Debasish Hajra

Benjamin F. Edwards & Company, Incorporated
34 Years of Experience
Alpharetta, GA
4 DisclosuresBroker
View SEC Summary
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Debasish Hajra is a CFP-designated registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Alpharetta, GA, with 34 years of industry experience. Debasish is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12600 Deerfield Parkway, Suite 180, Alpharetta, GA, 30004

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2021
Final
Employment Separation After Allegations
November 2019
Employment Separation After Allegations
February 2001
Customer Dispute
January 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
January 2020 - Present · 6 yrs 9 mos
Benjamin F. Edwards & Company, INC.Broker
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
December 2019 - December 2019 · 0 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - December 2019 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLC
January 2008 - December 2019 · 11 yrs 11 mos
A. G. Edwards & Sons, INC.
April 2005 - January 2008 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
March 2001 - January 2008 · 6 yrs 10 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
April 1992 - March 2001 · 8 yrs 11 mos
State Registrations14 states
ALCACTFLGAKYMAMDNCNJNYORSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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