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CFP

Susan Lewis

Benjamin F. Edwards & Company, Incorporated
29 Years of Experience
Alpharetta, GA
Broker
View SEC Summary
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Susan Lewis is a CFP-designated registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Alpharetta, GA, with 29 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

12600 Deerfield Parkway, Suite 180, Alpharetta, GA, 30004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan acts as a custodian for several grandchildren's accounts, starting between 2021 and 2024. These activities are investment-related and take minimal time.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
July 2010 - Present · 16 yrs 3 mos
Benjamin F. Edwards & Company, INC.
July 2010 - Present · 16 yrs 3 mos
Benjamin F. Edwards & Company, INC.Broker
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - October 2009 · 1 yr 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2009 · 1 yr 9 mos
A. G. Edwards & Sons, INC.
June 2003 - January 2008 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
March 1996 - January 2008 · 11 yrs 10 mos
State Registrations30 states
ALARAZCACOFLGAIAILINKYLAMAMDMOMSNCNENJNVNYOHOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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