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Thomas Ross
38 Years of Experience
Houston, TX
1 DisclosureBroker
Thomas Ross is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe St., Suite 1550, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2023Denied
Other Business Activities
Thomas is a shareholder in 5 Kings LLC, a partner in Eworssor LLC, and an owner/proprietor of Honey Haggis LLC and Twisted-Rope. He dedicates minimal time to each of these business activities.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
July 2007 - Present · 18 yrs 10 mos
Raymond James & Associates, INC.
July 2007 - Present · 18 yrs 10 mos
Previous Registrations
UBS International INC.Broker
June 2002 - June 2007 · 5 yrs
UBS International INC.
June 2002 - June 2007 · 5 yrs
UBS Painewebber INC.Broker
January 1995 - June 2002 · 7 yrs 5 mos
UBS Painewebber INC.
January 1995 - June 2002 · 7 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1993 - January 1995 · 1 yr 3 mos
Prudential Securities IncorporatedBroker
June 1987 - October 1993 · 6 yrs 4 mos
State Registrations23 states
ALARAZCACOCTFLGAILINKYLAMDMEMIMONCNYOHPASDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.