JJ
JJ
Jose Jordan is a registered investment advisor, based in San Juan, PR, with 37 years of industry experience.
Location
The City Towers, 252 Ponce de Leon Ave Suite 1001, San Juan, PR, 00918
Get directionsHistory
Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020Settled
Customer Dispute
December 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
February 2018Settled
Customer Dispute
May 2016Settled
Customer Dispute
April 2016Settled
Customer Dispute
June 2015Withdrawn
Customer Dispute
November 2014Settled
Customer Dispute
March 2003Settled
Other Business ActivitiesSells Insurance
Jose works as an insurance representative selling fixed insurance products. This activity takes minimal time.
Employment History
Current Registrations
Ipi Wealth Management, INC.
July 2023 - Present · 3 yrs 2 mos
Investment Planners, INC.Broker
July 2023 - Present · 3 yrs 2 mos
Previous Registrations
Kovack Advisors, INC.
August 2021 - July 2023 · 1 yr 11 mos
Kovack Securities INC.Broker
August 2021 - July 2023 · 1 yr 11 mos
Herbert J. Sims Capital Management, INC.
June 2020 - June 2021 · 1 yr
Herbert J. Sims & CO, INC.Broker
June 2020 - June 2021 · 1 yr
Herbert J. Sims Capital Management, INC.
June 2020 - June 2020 · 0 mos
Npa Asset Management, LLC
January 2018 - June 2020 · 2 yrs 5 mos
Npa Asset Management, LLC
February 2016 - December 2017 · 1 yr 10 mos
Nationwide Planning Associates INC.Broker
January 2016 - June 2020 · 4 yrs 5 mos
Ifs SecuritiesBroker
July 2015 - September 2015 · 2 mos
Ifs Advisory, LLC
July 2015 - September 2015 · 2 mos
Investacorp Advisory Services INC
September 2014 - July 2015 · 10 mos
Investacorp, INC.Broker
September 2014 - July 2015 · 10 mos
Samuel a Ramirez & CO., INC.Broker
January 2014 - September 2014 · 8 mos
Popular Securities, INC.
September 2011 - January 2014 · 2 yrs 4 mos
Popular Securities, INC.Broker
August 2011 - January 2014 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
September 2010 - August 2011 · 11 mos
Wells Fargo Advisors, LLCBroker
April 2009 - August 2011 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - April 2009 · 5 yrs 7 mos
UBS Financial Services Incorporated of Puerto RicoBroker
September 1994 - September 2003 · 9 yrs
UBS Financial Services INC.Broker
December 1991 - September 2003 · 11 yrs 9 mos
Lehman Brothers INC.Broker
May 1988 - December 1991 · 3 yrs 7 mos
State Registrations3 states
FLPRVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.