Jonathan Rosenthal
Jonathan Rosenthal is a registered investment advisor at Stonex Advisors INC., based in Cave Creek, AZ, with 36 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
Cave Creek, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jonathan is a Member/Manager at Rosenthal Financial Services, LLC, where he prepares tax returns and sells insurance products. This activity takes about a quarter of his time.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
Cue Financial Group, INC.Broker
Sunamerica Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
Equity Services, INC.Broker
Home Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
Pml Securities CompanyBroker
Gna Securities, INC.Broker
Nml Equity Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.