AS
AS
Arthur Segall
38 Years of Experience
Greenwood Village, CO
1 DisclosureBroker
Arthur Segall is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2013Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2004 - April 2007 · 2 yrs 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
August 2003 - December 2003 · 4 mos
Wells Fargo Investments, LLC
February 2003 - August 2004 · 1 yr 6 mos
Wells Fargo Investments, LLCBroker
February 2003 - August 2004 · 1 yr 6 mos
Morgan Stanley
January 1999 - February 2003 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
September 1989 - February 2003 · 13 yrs 5 mos
R a F Financial CorporationBroker
August 1989 - September 1989 · 1 mo
First Choice Securities CORP.Broker
January 1989 - July 1989 · 6 mos
Xcel Securities, INC.Broker
March 1988 - March 1989 · 1 yr
Greentree Securities CORP.Broker
January 1988 - March 1988 · 2 mos
Brooks Weinger Robbins & Leeds INC.Broker
September 1987 - December 1987 · 3 mos
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.