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Linda Fulgenzi

Raymond James & Associates, INC.
39 Years of Experience
Honolulu, HI
3 DisclosuresBroker
View SEC Summary
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Linda Fulgenzi is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 39 years of industry experience. Linda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1003 Bishop Street, Suite 1500, Honolulu, HI, 96813

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Denied
Customer Dispute
April 2008
Settled
Customer Dispute
August 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Linda is a committee member of the Tucson Botanical Gardens Endowment Investment Committee since 2020, reviewing and recommending investments for board approval. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2017 - Present · 8 yrs 11 mos
Raymond James & Associates, INC.Broker
November 2017 - Present · 8 yrs 11 mos
Raymond James & Associates, INC.
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - December 2017 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - December 2017 · 9 yrs 10 mos
Citigroup Global Markets INC.
September 1993 - March 2008 · 14 yrs 6 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2008 · 14 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
August 1987 - April 1988 · 8 mos
State Registrations17 states
AZCACOFLGAHIILMAMDMONVOHPASCTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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