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Karen Yasukawa

Raymond James & Associates, INC.
40 Years of Experience
Honolulu, HI
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Karen Yasukawa is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 40 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1003 Bishop Street, Suite 1500, Honolulu, HI, 96813

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024
Denied
Customer Dispute
July 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Karen owns rental real estate through Ainahau Associates since 2017 and is an advisory board member for the Hawaii Retirement Savings Board since 2023. She is also a committee member for the non-profit Legacy of Life since 2024, setting and reviewing the annual budget and reviewing investments. These activities require minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2007 - July 2017 · 10 yrs 1 mo
UBS Financial Services INC.Broker
June 2007 - July 2017 · 10 yrs 1 mo
Citigroup Global Markets INC.
September 1996 - July 2007 · 10 yrs 10 mos
Citigroup Global Markets INC.Broker
March 1996 - July 2007 · 11 yrs 4 mos
Everen Securities, INC.Broker
April 1994 - February 1996 · 1 yr 10 mos
H.J. Meyers & CO., INC.Broker
March 1992 - April 1994 · 2 yrs 1 mo
Aetna Life Insurance and Annuity CompanyBroker
July 1991 - June 1992 · 11 mos
Aetna Capital Management, INC.Broker
November 1989 - June 1992 · 2 yrs 7 mos
Aetna Financial Services, INC.Broker
August 1986 - December 1989 · 3 yrs 4 mos
State Registrations8 states
CAFLHIIANMNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Karen Yasukawa - Financial Advisor | TrueAdvisor