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Ronald Kikawa

Raymond James & Associates, INC.
49 Years of Experience
Honolulu, HI
4 DisclosuresBroker
View SEC Summary
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Ronald Kikawa is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 49 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1003 Bishop Street, Suite 1500, Honolulu, HI, 96813

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1987
Final
Customer Dispute
August 1985
Settled
Customer Dispute
August 1984
Settled
Customer Dispute
January 1984
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ronald is a committee member for The Pacific Club, serving on the Human Resource Department's 401-k Committee Task Force. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
June 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.
June 2017 - Present · 9 yrs 4 mos
Raymond James & Associates, INC.Broker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2007 - July 2017 · 10 yrs 1 mo
UBS Financial Services INC.
June 2007 - July 2017 · 10 yrs 1 mo
Citigroup Global Markets INC.
May 1996 - July 2007 · 11 yrs 2 mos
Citigroup Global Markets INC.Broker
April 1996 - July 2007 · 11 yrs 3 mos
Everen Securities, INC.Broker
September 1990 - February 1996 · 5 yrs 5 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1988 - September 1990 · 2 yrs 4 mos
E. F. Hutton & Company INCBroker
December 1976 - March 1988 · 11 yrs 3 mos
State Registrations15 states
AZCACOHIMINCNMNVNYORTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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