RK
RK
Ronald Kikawa
48 Years of Experience
Honolulu, HI
4 DisclosuresBroker
Ronald Kikawa is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 48 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1003 Bishop Street, Suite 1500, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1987Final
Customer Dispute
August 1985Settled
Customer Dispute
August 1984Settled
Customer Dispute
January 1984Settled
Other Business Activities
Ronald is a committee member for The Pacific Club, serving on the Human Resource Department's 401-k Committee Task Force. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2017 - Present · 8 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2007 - July 2017 · 10 yrs 1 mo
UBS Financial Services INC.
June 2007 - July 2017 · 10 yrs 1 mo
Citigroup Global Markets INC.
May 1996 - July 2007 · 11 yrs 2 mos
Citigroup Global Markets INC.Broker
April 1996 - July 2007 · 11 yrs 3 mos
Everen Securities, INC.Broker
September 1990 - February 1996 · 5 yrs 5 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1988 - September 1990 · 2 yrs 4 mos
E. F. Hutton & Company INCBroker
December 1976 - March 1988 · 11 yrs 3 mos
State Registrations14 states
AZCACOHIMINCNMNVNYORUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.