JN
CFP
JN
CFP

Judy Ng

27 Years of Experience
Honolulu, HI
Broker

Judy Ng is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Honolulu, HI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 7 mos
Raymond James & Associates, INC.
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2003 - October 2024 · 21 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2003 - October 2024 · 21 yrs 2 mos
Citigroup Global Markets INC.
May 2002 - August 2003 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
February 1999 - August 2003 · 4 yrs 6 mos
Pruco Securities CorporationBroker
September 1998 - December 1998 · 3 mos
State Registrations8 states
ALCAFLHINMNVVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Judy Ng - Financial Advisor | TrueAdvisor