Cindy Ng is a registered investment advisor at Morgan Stanley, based in New York, NY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
December 2015Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
April 2002 - June 2009 · 7 yrs 2 mos
Credit Suisse First Boston CorporationBroker
December 1994 - November 2000 · 5 yrs 11 mos
Cs First Boston CorporationBroker
April 1993 - September 1994 · 1 yr 5 mos
Bear, Stearns & CO. INC.Broker
August 1987 - September 1987 · 1 mo
State Registrations14 states
CACTDCFLHIILMDMENCNJNYPARITX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.