Kevin Monaco
Kevin Monaco is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10250 Constellation Blvd, 30th Flr, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
October 2024Customer Dispute
January 2010Customer Dispute
April 2001Customer Dispute
September 1999Other Business Activities
Kevin uses BMO Investment Services as a DBA for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Barclays Capital INC.Broker
Barclays Capital INC.
Credit Suisse Securities (USA) LLCBroker
Credit Suisse Securities (USA) LLC
Oppenheimer Asset Management
Oppenheimer & CO. INC.Broker
Fahnestock Asset Management
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Salomon Smith Barney INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.