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Michael Mildon

32 Years of Experience
Granada Hills, CA
1 DisclosureBroker

Michael Mildon is a registered investment advisor at LPL Financial LLC, based in Granada Hills, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

16840 Devonshire Street, Granada Hills, CA, 91344

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Denied
Employment History
Current Registrations
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2012 - October 2025 · 13 yrs 4 mos
Wells Fargo Advisors
June 2012 - October 2025 · 13 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
December 2009 - July 2012 · 2 yrs 7 mos
U.S. Bancorp Investments, INC.
December 2009 - July 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
February 2004 - May 2007 · 3 yrs 3 mos
Citicorp Investment ServicesBroker
August 2003 - May 2007 · 3 yrs 9 mos
Great Western Financial Securities CorporationBroker
January 1998 - May 1998 · 4 mos
Wm Financial Services, INC.Broker
July 1997 - August 2003 · 6 yrs 1 mo
Asb Financial ServicesBroker
February 1996 - July 1997 · 1 yr 5 mos
Glenfed Brokerage ServicesBroker
October 1993 - March 1996 · 2 yrs 5 mos
Baraban Securities, INC.Broker
September 1993 - January 1994 · 4 mos
State Registrations15 states
AZCACOCTFLIDMONCNJNMNVORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.