TK
TK

Tae-Shin Kang

23 Years of Experience
Los Angeles, CA
2 DisclosuresBroker

Tae-Shin Kang is a registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3701 Wilshire Blvd Ste 1050, Los Angeles, CA, 90010

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2014
Settled
Customer Dispute
July 2010
Denied
Other Business Activities

Tae-Shin is involved with Taetrust Inc as a third-party administrator (TPA), dedicating about 10-20% of his time. He also owns rental real estate property, requiring minimal time commitment.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 5 yrs 11 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs
Previous Registrations
MML Investors Services, LLC
March 2017 - June 2020 · 3 yrs 3 mos
MML Investors Services, LLCBroker
March 2017 - June 2020 · 3 yrs 3 mos
Msi Financial Services, INC.Broker
May 2014 - March 2017 · 2 yrs 10 mos
Msi Financial Services, INC.
May 2014 - March 2017 · 2 yrs 10 mos
AXA Advisors, LLCBroker
July 2003 - May 2014 · 10 yrs 10 mos
AXA Advisors, LLC
July 2003 - May 2014 · 10 yrs 10 mos
Prudential Securities IncorporatedBroker
May 2001 - January 2002 · 8 mos
Hyundai Securities (america) INC.Broker
September 2000 - May 2001 · 8 mos
State Registrations6 states
AZCANVTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.