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IL
ChFC
IL
ChFC

Irwin Lowi

LPL Financial LLC
33 Years of Experience
Los Angeles, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Irwin Lowi is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 33 years of industry experience. Irwin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6404 Wilshire Blvd Ste 1215, Los Angeles, CA, 90048

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Irwin owns several real estate rental properties through various LLCs since 1980. He also operates an insurance agency, ABP Insurance Agency, taking about 10-20% of his time, and uses ABP Financial Services as a DBA for his LPL business, taking about 80% of his time.

Employment History
Current Registrations
LPL Financial LLC
December 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
December 2019 - Present · 6 yrs 10 mos
LPL Financial LLC
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Sagepoint Financial, INC.Broker
October 2008 - December 2019 · 11 yrs 2 mos
Sagepoint Financial, INC.
October 2008 - December 2019 · 11 yrs 2 mos
American General Securities Incorporated
February 2000 - October 2008 · 8 yrs 8 mos
American General Securities IncorporatedBroker
October 1997 - October 2008 · 11 yrs
Uslife Equity Sales CORP.Broker
June 1993 - October 1997 · 4 yrs 4 mos
State Registrations45 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMSMTNCNDNENJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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