RP
CFP
RP
CFP
Richard Priore is a CFP-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (2)
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Customer Dispute
April 2008Settled
Customer Dispute
June 2004Denied
Other Business Activities
Richard is a member of the investment committee for Green Chimneys, reporting investment results to the board. He dedicates minimal time during business hours and a few hours per week after business hours to this role.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
October 1987 - July 1993 · 5 yrs 9 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.