MS
MS

Michael Sabaugh

38 Years of Experience
Leawood, KS
1 DisclosureBroker

Michael Sabaugh is a registered investment advisor at UBS Financial Services INC., based in Leawood, KS, with 38 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

One Hallbrook Place, 11150 Overbrook Road, Leawood, KS, 66211-2298

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Denied
Other Business Activities

Michael is the successor managing member of MOKAN Sunshine Properties, a real estate venture, since 2021. As successor member, he will perform activities related to rental properties.

Employment History
Current Registrations
UBS Financial Services INC.
August 1997 - Present · 29 yrs 2 mos
UBS Financial Services INC.Broker
November 1987 - Present · 38 yrs 11 mos
State Registrations37 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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