Richard Gibbs
Richard Gibbs is a registered investment advisor at UBS Financial Services INC., based in Leawood, KS, with 23 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
One Hallbrook Place, 11150 Overbrook Road, Leawood, KS, 66211-2298
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2023Other Business Activities
Richard serves as a trustee for the Evelyn M. White Revocable Trust, established in 2016. His responsibilities include paying bills and settling the estate.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Associated Investment Services, INC.Broker
Edward JonesBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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