MH
MH
Michael Hamilton
34 Years of Experience
Leawood, KS
3 DisclosuresBroker
Michael Hamilton is a registered investment advisor at UBS Financial Services INC., based in Leawood, KS, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
One Hallbrook Place, 11150 Overbrook Road, Leawood, KS, 66211-2298
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2022Settled
Customer Dispute
June 2012Denied
Customer Dispute
July 2001Settled
Employment History
Current Registrations
UBS Financial Services INC.
April 2008 - Present · 18 yrs 6 mos
UBS Financial Services INC.Broker
April 2008 - Present · 18 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
March 2001 - May 2008 · 7 yrs 2 mos
Citigroup Global Markets INC.Broker
October 1999 - May 2008 · 8 yrs 7 mos
Dean Witter Reynolds INC.Broker
August 1992 - October 1999 · 7 yrs 2 mos
State Registrations27 states
ALARAZCACODEFLIAIDILKSKYMAMDMNMONCNENVNYOHOKORSCTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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