Daniel Hughes
Daniel Hughes is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 38 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7373 N Scottsdale Rd Ste A250, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (2)
Criminal
February 2002Employment Separation After Allegations
March 1994Other Business ActivitiesSells Insurance
Daniel is an insurance agent selling life, annuities, and long-term care products, dedicating minimal time to this activity. He also works as a financial professional for FFEC Wealth Partners, spending about a quarter of his time on financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Wedbush Securities INC.
Wedbush Securities INC.Broker
UBS Financial Services INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.