AV
AV

Anthony Joseph Vocalina

34 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,967 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
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Location

176 Westbrook Road, Essex, CT, 06426

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony works as an insurance agent for Essex Financial Services Inc, selling life insurance and fixed annuities since 2021. This takes minimal time.

Employment History
Current Registrations
Essex Financial Services, INC.
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
Spc
March 2005 - August 2021 · 16 yrs 5 mos
Parkland Securities, LLCBroker
March 2005 - August 2021 · 16 yrs 5 mos
Strategic Advisers, INC.
December 1992 - March 2005 · 12 yrs 3 mos
Fidelity Brokerage Services LLCBroker
December 1990 - March 2005 · 14 yrs 3 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.