Jason Waxler
Jason Waxler is a registered investment advisor at Osaic Wealth, INC., based in Armonk, NY, with 25 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
80 Business Park Dr. Suite 108, Armonk, NY, 10504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jason is a principal at Katonah Capital Group LLC for insurance/annuities/bookkeeping purposes and an independent insurance agent appointed with various carriers since 2004. He also serves as a principal and IAR at Income & Asset Advisory Inc, a registered investment advisory, dedicating full-time hours to this role.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Income & Asset Advisory, INC.
Previous Registrations
American Portfolios Advisors, INC
Fogel Neale Wealth Management, LLC
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Royal Alliance Associates, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Park Avenue Securities LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.