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John Simmons
34 Years of Experience
Pasadena, CA
1 DisclosureBroker
John Simmons is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2000Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2020 - Present · 6 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
December 2017 - January 2019 · 1 yr 1 mo
Ameriprise Financial Services, INC.
October 2017 - January 2019 · 1 yr 3 mos
NFP Advisor Services, LLCBroker
February 2014 - December 2015 · 1 yr 10 mos
Spire Securities, LLCBroker
January 2012 - September 2012 · 8 mos
Washington Wealth Management
November 2011 - December 2015 · 4 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2007 - March 2008 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - March 2008 · 5 yrs 11 mos
First Union Securities, INC.Broker
August 1998 - May 2002 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
November 1992 - August 1998 · 5 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1988 - November 1992 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1987 - July 1988 · 7 mos
State Registrations39 states
AKALAZCACOCTDCFLGAHIIDILINKYLAMAMDMEMIMNMTNCNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.